Software Development

Fiduciary Standards

Apply the investment adviser fiduciary duty (IA Act Section 206), ERISA fiduciary standards, the DOL fiduciary rule and PTE 2020-02, and state fiduciary rules. Use when the user asks whether a fiduciary standard applies, what the duty of care and duty of loyalty require of an adviser, ERISA Section 404 prudent expert obligations, PTE 2020-02 rollover exemption conditions, DOL fiduciary rulemaking status, or state-level fiduciary developments. Also trigger when users mention 'are we a fiduciary here', 'retirement plan adviser obligations', 'DOL fiduciary rule', or 'dual registrant hat switching' from the adviser side. (For the broker-dealer best-interest standard and the canonical Reg BI vs fiduciary comparison, use reg-bi.)

Publisher / source

JoelLewis/finance_skills (found on skills.sh)

Upstream record

JoelLewis/finance_skills

Version

Version 3

Published

2026-11-02

Publication review

Approved for publication · recorded passed scan 2026-11-02

Content fingerprint

2ff9d8cf3f069280d1300d77d4852a371cf721a6a21b928f979d56a959e9abb6