Software Development
Conflicts Of Interest
Identify, disclose, and mitigate conflicts of interest in advisory and brokerage relationships under Reg BI and fiduciary duty. Use when the user asks about compensation-based conflicts, proprietary product incentives, revenue sharing disclosure, principal trading consent, soft dollar arrangements, pay-to-play restrictions, gifts and entertainment limits, personal trading policies, or code of ethics requirements. Also trigger when users mention 'is this a conflict', 'recommending our own funds', 'higher payout on annuities', 'outside business activity conflicts', 'allocation fairness across accounts', 'political contribution to a pension board member', or ask how to disclose or eliminate a conflict.
- Publisher / source
- JoelLewis/finance_skills (found on skills.sh)
- Upstream record
- JoelLewis/finance_skills
- Version
- Version 1
- Published
- Publication review
- Approved for publication · recorded passed scan 2026-11-02
- Content fingerprint
febd30e69a2594c24d3fb7d6ae5c1d7ae8e91632f52bc442d0f41727f55590d5